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Who Are You? Bayesian Prediction of Racial Category Using Surname and Geolocation

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wru: Who Are You? Bayesian Prediction of Racial Category Using Surname and Geolocation Package logo

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This R package implements the methods proposed in Imai, K. and Khanna, K. (2016). “Improving Ecological Inference by Predicting Individual Ethnicity from Voter Registration Record.” Political Analysis, Vol. 24, No. 2 (Spring), pp. 263-272. doi: 10.1093/pan/mpw001.

Installation

You can install the released version of wru from CRAN with:

install.packages("wru")

Or you can install the development version of wru from GitHub with:

# install.packages("pak")
pak::pkg_install("kosukeimai/wru")

Using wru

Here is a simple example that predicts the race/ethnicity of voters based only on their surnames.

library(wru)
future::plan(future::multisession)
predict_race(voter.file = voters, surname.only = TRUE)

The above produces the following output, where the last five columns are probabilistic race/ethnicity predictions (e.g., pred.his is the probability of being Hispanic/Latino):

 VoterID    surname state CD county  tract block age sex party PID place    pred.whi    pred.bla     pred.his    pred.asi    pred.oth
       1     Khanna    NJ 12    021 004000  3001  29   0   Ind   0 74000 0.045110474 0.003067623 0.0068522723 0.860411906 0.084557725
       2       Imai    NJ 12    021 004501  1025  40   0   Dem   1 60900 0.052645440 0.001334812 0.0558160072 0.719376581 0.170827160
       3     Rivera    NY 12    061 004800  6001  33   0   Rep   2 51000 0.043285692 0.008204605 0.9136195794 0.024316883 0.010573240
       4    Fifield    NJ 12    021 004501  1025  27   0   Dem   1 60900 0.895405704 0.001911388 0.0337464844 0.011079323 0.057857101
       5       Zhou    NJ 12    021 004501  1025  28   1   Dem   1 60900 0.006572555 0.001298962 0.0005388581 0.982365594 0.009224032
       6   Ratkovic    NJ 12    021 004000  1025  35   0   Ind   0 60900 0.861236727 0.008212824 0.0095395642 0.011334635 0.109676251
       7    Johnson    NY  9    061 014900  4000  25   0   Dem   1 51000 0.543815322 0.344128607 0.0272403940 0.007405765 0.077409913
       8      Lopez    NJ 12    021 004501  1025  33   0   Rep   2 60900 0.038939877 0.004920643 0.9318797791 0.012154125 0.012105576
       9 Wantchekon    NJ 12    021 004501  1025  50   0   Rep   2 60900 0.330697188 0.194700665 0.4042849478 0.021379541 0.048937658
      10      Morse    DC  0    001 001301  3005  29   1   Rep   2 50000 0.866360147 0.044429853 0.0246568086 0.010219712 0.054333479

Using geolocation

In order to predict race/ethnicity based on surnames and geolocation, a user needs to provide a valid U.S. Census API key to access the census statistics. You can request a U.S. Census API key from the U.S. Census API key signup page. Once you have an API key, you can use the package to download relevant Census geographic data on demand and condition race/ethnicity predictions on geolocation (county, tract, block, or place).

First, you should save your census key to your .Rprofile or .Renviron. Below is an example procedure:

usethis::edit_r_environ()
# Edit the file with the following:
CENSUS_API_KEY=YourKey
# Save and close the file
# Restart your R session

The following example predicts the race/ethnicity of voters based on their surnames, census tract of residence (census.geo = "tract"), and party registration (party = "PID"). Note that a valid API key must be stored in a CENSUS_API_KEY environment variable or provided with the census.key argument in order for the function to download the relevant tract-level data.

library(wru)
predict_race(voter.file = voters, census.geo = "tract", party = "PID")
 VoterID    surname state CD county  tract block age sex party PID place    pred.whi     pred.bla     pred.his   pred.asi    pred.oth
       1     Khanna    NJ 12    021 004000  3001  29   0   Ind   0 74000 0.021711601 0.0009552652 2.826779e-03 0.93364592 0.040860431
       2       Imai    NJ 12    021 004501  1025  40   0   Dem   1 60900 0.015364583 0.0002320815 9.020240e-03 0.90245186 0.072931231
       3     Rivera    NY 12    061 004800  6001  33   0   Rep   2 51000 0.092415538 0.0047099965 7.860806e-01 0.09924761 0.017546300
       4    Fifield    NJ 12    021 004501  1025  27   0   Dem   1 60900 0.854810748 0.0010870744 1.783931e-02 0.04546436 0.080798514
       5       Zhou    NJ 12    021 004501  1025  28   1   Dem   1 60900 0.001548762 0.0001823506 7.031116e-05 0.99501901 0.003179566
       6   Ratkovic    NJ 12    021 004000  1025  35   0   Ind   0 60900 0.852374629 0.0052590592 8.092435e-03 0.02529163 0.108982246
       7    Johnson    NY  9    061 014900  4000  25   0   Dem   1 51000 0.831282563 0.0613242553 1.059715e-02 0.01602557 0.080770461
       8      Lopez    NJ 12    021 004501  1025  33   0   Rep   2 60900 0.062022518 0.0046691402 8.218906e-01 0.08321206 0.028205698
       9 Wantchekon    NJ 12    021 004501  1025  50   0   Rep   2 60900 0.396500218 0.1390722877 2.684107e-01 0.11018413 0.085832686
      10      Morse    DC  0    001 001301  3005  29   1   Rep   2 50000 0.861168219 0.0498449102 1.131154e-02 0.01633532 0.061340015

In predict_race(), the census.geo options are “county”, “tract”, “block” and “place”. Here is an example of prediction based on census statistics collected at the level of “place”:

predict_race(voter.file = voters, census.geo = "place", party = "PID")
 VoterID    surname state CD county  tract block age sex party PID place    pred.whi     pred.bla     pred.his   pred.asi    pred.oth
       1     Khanna    NJ 12    021 004000  3001  29   0   Ind   0 74000 0.042146148 0.0620484276 9.502254e-02 0.55109761 0.249685278
       2       Imai    NJ 12    021 004501  1025  40   0   Dem   1 60900 0.018140322 0.0002204255 1.026018e-02 0.90710894 0.064270133
       3     Rivera    NY 12    061 004800  6001  33   0   Rep   2 51000 0.015528660 0.0092292671 9.266893e-01 0.04182290 0.006729825
       4    Fifield    NJ 12    021 004501  1025  27   0   Dem   1 60900 0.879537890 0.0008997896 1.768379e-02 0.03982601 0.062052518
       5       Zhou    NJ 12    021 004501  1025  28   1   Dem   1 60900 0.001819394 0.0001723242 7.957542e-05 0.99514078 0.002787926
       6   Ratkovic    NJ 12    021 004000  1025  35   0   Ind   0 60900 0.834942701 0.0038157857 4.933723e-03 0.04021245 0.116095337
       7    Johnson    NY  9    061 014900  4000  25   0   Dem   1 51000 0.290386744 0.5761904554 4.112613e-02 0.01895885 0.073337820
       8      Lopez    NJ 12    021 004501  1025  33   0   Rep   2 60900 0.065321588 0.0039558641 8.339387e-01 0.07461133 0.022172551
       9 Wantchekon    NJ 12    021 004501  1025  50   0   Rep   2 60900 0.428723819 0.1209683869 2.796062e-01 0.10142953 0.069272098
      10      Morse    DC  0    001 001301  3005  29   1   Rep   2 50000 0.716211008 0.1899554127 1.867133e-02 0.01025241 0.064909839

Downloading census data

It is also possible to pre-download Census geographic data, which can save time when running predict_race(). The example dataset voters includes people in DC, NJ, and NY. The following example subsets voters in DC and NJ, and then uses get_census_data() to download census geographic data in these two states (a valid API key must be stored in a CENSUS_API_KEY environment variable or provided with the key argument). Census data is assigned to an object named census.dc.nj. The predict_race() statement predicts the race/ethnicity of voters in DC and NJ using the pre-downloaded census data (census.data = census.dc.nj). This example conditions race/ethnicity predictions on voters’ surnames, block of residence (census.geo = "block"), age (age = TRUE), and party registration (party = "PID").

Please note that the input parameters age and sex must have the same values in get_census_data() and predict_race(), i.e., TRUE in both or FALSE in both. In this case, predictions are conditioned on age but not sex, so age = TRUE and sex = FALSE in both the get_census_data() and predict_race() statements.

library(wru)
voters.dc.nj <- voters[voters$state %in% c("DC", "NJ"), ]
census.dc.nj <- get_census_data(state = c("DC", "NJ"), age = TRUE, sex = FALSE)
predict_race(voter.file = voters.dc.nj, census.geo = "block", census.data = census.dc.nj, age = TRUE, sex = FALSE, party = "PID")

This produces the same result as the following statement, which downloads census data during evaluation rather than using pre-downloaded data:

predict_race(voter.file = voters.dc.nj, census.geo = "block", age = TRUE, sex = FALSE, party = "PID")

Using pre-downloaded Census data may be useful for the following reasons:

  • You can save a lot of time in future runs of predict_race() if the relevant census data has already been saved;
  • The machines used to run predict_race() may not have internet access;
  • You can obtain timely snapshots of census geographic data that match your voter file.

Downloading data using get_census_data() may take a long time, especially in large states or when using small geographic levels. If block-level census data is not required, downloading census data at the tract level will save time. Similarly, if tract-level data is not required, county-level data may be specified in order to save time.

library(wru)
voters.dc.nj <- voters[voters$state %in% c("DC", "NJ"), ]
census.dc.nj2 <- get_census_data(state = c("DC", "NJ"), age = TRUE, sex = FALSE, census.geo = "tract")  
predict_race(voter.file = voters.dc.nj, census.geo = "tract", census.data = census.dc.nj2, party = "PID", age = TRUE, sex = FALSE)
predict_race(voter.file = voters.dc.nj, census.geo = "county", census.data = census.dc.nj2, age = TRUE, sex = FALSE)  # Pr(Race | Surname, County)
predict_race(voter.file = voters.dc.nj, census.geo = "tract", census.data = census.dc.nj2, age = TRUE, sex = FALSE)  # Pr(Race | Surname, Tract)
predict_race(voter.file = voters.dc.nj, census.geo = "county", census.data = census.dc.nj2, party = "PID", age = TRUE, sex = FALSE)  # Pr(Race | Surname, County, Party)
predict_race(voter.file = voters.dc.nj, census.geo = "tract", census.data = census.dc.nj2, party = "PID", age = TRUE, sex = FALSE)  # Pr(Race | Surname, Tract, Party)

Interact directly with the Census API

You can use census_geo_api() to manually construct a census object. The example below creates a census object with county-level and tract-level data in DC and NJ, while avoiding downloading block-level data. Note that the state argument requires a vector of two-letter state abbreviations.

census.dc.nj3 = list()

county.dc <- census_geo_api(state = "DC", geo = "county", age = TRUE, sex = FALSE)
tract.dc <- census_geo_api(state = "DC", geo = "tract", age = TRUE, sex = FALSE)
census.dc.nj3[["DC"]] <- list(state = "DC", county = county.dc, tract = tract.dc, age = TRUE, sex = FALSE)

tract.nj <- census_geo_api(state = "NJ", geo = "tract", age = TRUE, sex = FALSE)
county.nj <- census_geo_api(state = "NJ", geo = "county", age = TRUE, sex = FALSE)
census.dc.nj3[["NJ"]] <- list(state = "NJ", county = county.nj, tract = tract.nj, age = TRUE, sex = FALSE)

Note: The age and sex parameters must be consistent when creating the Census object and using that Census object in the predict_race function. If one of these parameters is TRUE in the Census object, it must also be TRUE in the predict_race function.

After saving the data in censusObj2 above, we can condition race/ethnicity predictions on different combinations of input variables, without having to re-download the relevant Census data.

predict_race(voter.file = voters.dc.nj, census.geo = "county", census.data = census.dc.nj3, age = TRUE, sex = FALSE)  # Pr(Race | Surname, County)
predict_race(voter.file = voters.dc.nj, census.geo = "tract", census.data = census.dc.nj3, age = TRUE, sex = FALSE)  # Pr(Race | Surname, Tract)
predict_race(voter.file = voters.dc.nj, census.geo = "county", census.data = census.dc.nj3, party = "PID", age = TRUE, sex = FALSE)  # Pr(Race | Surname, County, Party)
predict_race(voter.file = voters.dc.nj, census.geo = "tract", census.data = census.dc.nj3, party = "PID", age = TRUE, sex = FALSE)  # Pr(Race | Surname, Tract, Party)

Parallelization

For larger scale imputations, garbage collection can become a problem and your machine(s) can quickly run out of memory (RAM). We recommended using the future.callr::callr plan instead of future::multisession. The callr plan instantiates a new session at every iteration of your parallel loop or map. Although this has the negative effect of creating more overhead, it also clears sticky memory elements that can grow to eventual system failure when using multisession. You end up with a process that is more stable, but slightly slower.

library(wru)
future::plan(future.callr::callr)
# ...

Census Data

This package uses the Census Bureau Data API but is not endorsed or certified by the Census Bureau.

U.S. Census Bureau (2021, October 8). Decennial Census API. Census.gov. Retrieved from https://www.census.gov/data/developers/data-sets/decennial-census.html

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