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Part 1: Introduction to Lexical Scanning

We start our compiler writing journey with a simple lexical scanner. As I mentioned in the previous part, the job of the scanner is to identify the lexical elements, or tokens, in the input language.

We will start with a language that has only five lexical elements:

  • the four basic maths operators: *, /, + and -
  • decimal whole numbers which have 1 or more digits 0 .. 9

Each token that we scan is going to be stored in this structure (from defs.h):

// Token structure
struct token {
  int token;
  int intvalue;
};

where the token field can be one of these values (from defs.h):

// Tokens
enum {
  T_PLUS, T_MINUS, T_STAR, T_SLASH, T_INTLIT
};

When the token is a T_INTLIT (i.e. an integer literal), the intvalue field will hold the value of the integer that we scanned in.

Functions in scan.c

The scan.c file holds the functions of our lexical scanner. We are going to read in one character at a time from our input file. However, there will be times when we need to "put back" a character if we have read too far ahead in the input stream. We also want to track what line we are currently on so that we can print the line number in our debug messages. All of this is done by the next() function:

// Get the next character from the input file.
static int next(void) {
  int c;

  if (Putback) {                // Use the character put
    c = Putback;                // back if there is one
    Putback = 0;
    return c;
  }

  c = fgetc(Infile);            // Read from input file
  if ('\n' == c)
    Line++;                     // Increment line count
  return c;
}

The Putback and Line variables are defined in data.h along with our input file pointer:

extern_ int     Line;
extern_ int     Putback;
extern_ FILE    *Infile;

All C files will include this where extern_ is replaced with extern. But main.c will remove the extern_; hence, these variables will "belong" to main.c.

Finally, how do we put a character back into the input stream? Thus:

// Put back an unwanted character
static void putback(int c) {
  Putback = c;
}

Ignoring Whitespace

We need a function that reads and silently skips whitespace characters until it gets a non-whitespace character, and returns it. Thus:

// Skip past input that we don't need to deal with, 
// i.e. whitespace, newlines. Return the first
// character we do need to deal with.
static int skip(void) {
  int c;

  c = next();
  while (' ' == c || '\t' == c || '\n' == c || '\r' == c || '\f' == c) {
    c = next();
  }
  return (c);
}

Scanning Tokens: scan()

So now we can read characters in while skipping whitespace; we can also put back a character if we read one character too far ahead. We can now write our first lexical scanner:

// Scan and return the next token found in the input.
// Return 1 if token valid, 0 if no tokens left.
int scan(struct token *t) {
  int c;

  // Skip whitespace
  c = skip();

  // Determine the token based on
  // the input character
  switch (c) {
  case EOF:
    return (0);
  case '+':
    t->token = T_PLUS;
    break;
  case '-':
    t->token = T_MINUS;
    break;
  case '*':
    t->token = T_STAR;
    break;
  case '/':
    t->token = T_SLASH;
    break;
  default:
    // More here soon
  }

  // We found a token
  return (1);
}

That's it for the simple one-character tokens: for each recognised character, turn it into a token. You may ask: why not just put the recognised character into the struct token? The answer is that later we will need to recognise multi-character tokens such as == and keywords like if and while. So it will make life easier to have an enumerated list of token values.

Integer Literal Values

In fact, we already have to face this situation as we also need to recognise integer literal values like 3827 and 87731. Here is the missing default code from the switch statement:

  default:

    // If it's a digit, scan the
    // literal integer value in
    if (isdigit(c)) {
      t->intvalue = scanint(c);
      t->token = T_INTLIT;
      break;
    }

    printf("Unrecognised character %c on line %d\n", c, Line);
    exit(1);

Once we hit a decimal digit character, we call the helper function scanint() with this first character. It will return the scanned integer value. To do this, it has to read each character in turn, check that it's a legitimate digit, and build up the final number. Here is the code:

// Scan and return an integer literal
// value from the input file. Store
// the value as a string in Text.
static int scanint(int c) {
  int k, val = 0;

  // Convert each character into an int value
  while ((k = chrpos("0123456789", c)) >= 0) {
    val = val * 10 + k;
    c = next();
  }

  // We hit a non-integer character, put it back.
  putback(c);
  return val;
}

We start with a zero val value. Each time we get a character in the set 0 to 9 we convert this to an int value with chrpos(). We make val 10 times bigger and then add this new digit to it.

For example, if we have the characters 3, 2, 8, we do:

  • val= 0 * 10 + 3, i.e. 3
  • val= 3 * 10 + 2, i.e. 32
  • val= 32 * 10 + 8, i.e. 328

Right at the end, did you notice the call to putback(c)? We found a character that's not a decimal digit at this point. We can't simply discard it, but luckily we can put it back in the input stream to be consumed later.

You may also ask at this point: why not simply subtract the ASCII value of '0' from c to make it an integer? The answer is that, later on, we will be able to do chrpos("0123456789abcdef") to convert hexadecimal digits as well.

Here's the code for chrpos():

// Return the position of character c
// in string s, or -1 if c not found
static int chrpos(char *s, int c) {
  char *p;

  p = strchr(s, c);
  return (p ? p - s : -1);
}

And that's it for the lexical scanner code in scan.c for now.

Putting the Scanner to Work

The code in main.c puts the above scanner to work. The main() function opens up a file and then scans it for tokens:

void main(int argc, char *argv[]) {
  ...
  init();
  ...
  Infile = fopen(argv[1], "r");
  ...
  scanfile();
  exit(0);
}

And scanfile() loops while there is a new token and prints out the details of the token:

// List of printable tokens
char *tokstr[] = { "+", "-", "*", "/", "intlit" };

// Loop scanning in all the tokens in the input file.
// Print out details of each token found.
static void scanfile() {
  struct token T;

  while (scan(&T)) {
    printf("Token %s", tokstr[T.token]);
    if (T.token == T_INTLIT)
      printf(", value %d", T.intvalue);
    printf("\n");
  }
}

Some Example Input Files

I've provided some example input files so you can see what tokens the scanner finds in each file, and what input files the scanner rejects.

$ make
cc -o scanner -g main.c scan.c

$ cat input01
2 + 3 * 5 - 8 / 3

$ ./scanner input01
Token intlit, value 2
Token +
Token intlit, value 3
Token *
Token intlit, value 5
Token -
Token intlit, value 8
Token /
Token intlit, value 3

$ cat input04
23 +
18 -
45.6 * 2
/ 18

$ ./scanner input04
Token intlit, value 23
Token +
Token intlit, value 18
Token -
Token intlit, value 45
Unrecognised character . on line 3

Conclusion and What's Next

We've started small and we have a simple lexical scanner that recognises the four main maths operators and also integer literal values. We saw that we needed to skip whitespace and put back characters if we read too far into the input.

Single character tokens are easy to scan, but multi-character tokens are a bit harder. But at the end, the scan() function returns the next token from the input file in a struct token variable:

struct token {
  int token;
  int intvalue;
};

In the next part of our compiler writing journey, we will build a recursive descent parser to interpret the grammar of our input files, and calculate & print out the final value for each file.